ARA Compliance Services The Exchange Tower P.O. Box 427 130 King Street West Suite 1800 Toronto, Ontario M5X 1E3   Tel. 416-941-1263 Fax. 416-947-0167 info@aracompliance.com     First Name: Last Name: Email: Phone: Compliance related experience Resume: ------------------Select One------------------ <2 years 2-4 years 5-10 years >10 years     Firm Experience       Retail Institutional Mutual Fund Dealer Investment Dealer Investment Counsellor Insurance Broker   Other     Compliance related experience         Head Office trade reviews Review and approval of new account documentation   Review and approval of marketing and sales communications Trade Desk Reviews   Investigation of client compliants Application of firewall procedures   Branch reviews Branch supervision   Ensuring compliance with portfolio restrictions Staff registrations   Firm registrations Application of market stabilization rules   Drafting policies and procedures Other         Assignments of Interest       Full-time permanent Part time Full time contract Project work     Travel       Willing to travel Willing to relocated within the Province Willing to relocate within Canada                   Introduction | About Us | Consulting | Registration | Placement | Process | Links | Contact Us