Ara Compliance Support is a boutique firm that provides compliance support to Independent Portfolio Managers and Exempt Market Dealers. Our focus is to help small and mid-size firms manage their compliance risk, and apply their time more efficiently.

We offer a full range of services including: registration services, compliance structure set up, ongoing compliance support, and compliance consulting on a project basis.

We believe that regulatory compliance can be a barrier for many small and mid-size firms. Not only is rule making often developed without effective consultation from independent firms, but unlike their larger national competitors, smaller firms often lack the resources to engage senior compliance personnel, consultants and legal advisors on an ongoing basis.

By specializing in compliance support and registration services to Independent Portfolio Managers and Exempt Market Dealers, we have developed unique offerings that are best suited to a small firm environment.

To explore how we can resolve and simplify compliance issues for your business please contact us at 416-941-1263 or info@aracompliance.com