What can we do?

• • Prepare a tailored business implementation plan that includes key tasks, timelines and budgets. 
  
  
• • Register the firm and key personnel with the Commission in all applicable jurisdictions.
  
  
• • Prepare applications for exemptive relief for individuals from the specific registration requirements of NI 31-103.
  
  
• • Develop a compliance structure that is tailored to your business and includes, policies, procedures, forms, logs and record keeping protocol.
  
  
• • Provide on-going support on compliance and registration matters (see "Support") Tab.

How can we help

• • Help you make an informed decision on whether to invest time, effort and money
  in starting a new firm. Sometimes the "road less travelled" is the wrong road.
  
  
• • Minimize cost overruns and other surprises during firm set up.
  
  
• • Reduce regulatory barriers to entry by providing compliance implementation
  and ongoing compliance management.